{"id":14969,"date":"2021-07-21T16:28:01","date_gmt":"2021-07-21T19:28:01","guid":{"rendered":"https:\/\/hml.copel.com\/hpcweb\/?page_id=14969"},"modified":"2025-07-08T15:42:19","modified_gmt":"2025-07-08T18:42:19","slug":"conceitos-compliance","status":"publish","type":"page","link":"https:\/\/www.copel.com\/site\/institucional\/integridade\/conceitos-compliance\/","title":{"rendered":"Conceitos: Compliance"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-page\" data-elementor-id=\"14969\" class=\"elementor elementor-14969\" data-elementor-post-type=\"page\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-7522462c elementor-section-full_width imgDestaque elementor-section-content-middle elementor-section-height-default elementor-section-height-default\" data-id=\"7522462c\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t\t<div class=\"elementor-background-overlay\"><\/div>\n\t\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-2f4210f5 box-destaque\" data-id=\"2f4210f5\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-107a0112 elementor-search-form--skin-classic elementor-search-form--button-type-icon elementor-search-form--icon-search elementor-widget elementor-widget-search-form\" data-id=\"107a0112\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;skin&quot;:&quot;classic&quot;}\" data-widget_type=\"search-form.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<search role=\"search\">\n\t\t\t<form class=\"elementor-search-form\" action=\"https:\/\/www.copel.com\/site\" method=\"get\">\n\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"elementor-search-form__container\">\n\t\t\t\t\t<label class=\"elementor-screen-only\" for=\"elementor-search-form-107a0112\">Search<\/label>\n\n\t\t\t\t\t\n\t\t\t\t\t<input id=\"elementor-search-form-107a0112\" placeholder=\"O que voc\u00ea est\u00e1 buscando?\" class=\"elementor-search-form__input\" type=\"search\" name=\"s\" value=\"\">\n\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t<button class=\"elementor-search-form__submit\" type=\"submit\" aria-label=\"Search\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<i aria-hidden=\"true\" class=\"fas fa-search\"><\/i>\t\t\t\t\t\t\t\t\t\t\t\t\t<\/button>\n\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t<\/form>\n\t\t<\/search>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-12debbd elementor-widget elementor-widget-heading\" data-id=\"12debbd\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">Compliance<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-39c423c5 elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"39c423c5\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-33 elementor-top-column elementor-element elementor-element-70a5ba76\" data-id=\"70a5ba76\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-5e218167 elementor-nav-menu__align-justify menuTroca elementor-nav-menu--dropdown-tablet elementor-nav-menu__text-align-aside elementor-nav-menu--toggle elementor-nav-menu--burger elementor-widget elementor-widget-nav-menu\" data-id=\"5e218167\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;layout&quot;:&quot;vertical&quot;,&quot;submenu_icon&quot;:{&quot;value&quot;:&quot;&lt;i class=\\&quot;fas fa-caret-down\\&quot; aria-hidden=\\&quot;true\\&quot;&gt;&lt;\\\/i&gt;&quot;,&quot;library&quot;:&quot;fa-solid&quot;},&quot;toggle&quot;:&quot;burger&quot;}\" data-widget_type=\"nav-menu.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t<nav aria-label=\"Menu\" class=\"elementor-nav-menu--main elementor-nav-menu__container elementor-nav-menu--layout-vertical e--pointer-underline e--animation-fade\">\n\t\t\t\t<ul id=\"menu-1-5e218167\" class=\"elementor-nav-menu sm-vertical\"><li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22627\"><a href=\"\/site\/institucional\/\" class=\"elementor-item\">Institucional<\/a><\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22183\"><a href=\"\/site\/institucional\/integridade\/\" class=\"elementor-item\">Integridade<\/a><\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22628\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/\" class=\"elementor-item\">Lideran\u00e7a e estrutura<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22629\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/diretoria-governanca-risco-e-compliance\/\" class=\"elementor-sub-item\">Diretoria de governan\u00e7a, risco e compliance<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22630\"><a href=\"\/site\/institucional\/governanca-corporativa\/comite-de-etica\/\" class=\"elementor-sub-item\">Comit\u00ea de \u00e9tica<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22631\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/codigo-conduta\/\" class=\"elementor-sub-item\">C\u00f3digo de conduta<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22632\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/comissao-de-analise-de-denuncia-de-assedio-moral\/\" class=\"elementor-sub-item\">Comiss\u00e3o de an\u00e1lise de den\u00fancias de ass\u00e9dio moral<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22633\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/canais-de-comunicacao\/\" class=\"elementor-sub-item\">Canais de comunica\u00e7\u00e3o<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22634\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/compromissos-voluntarios\/\" class=\"elementor-sub-item\">Compromissos volunt\u00e1rios<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22635\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/\" class=\"elementor-item\">An\u00e1lise de riscos<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22636\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/matriz-de-riscos-de-fraude-e-corrupcao\/\" class=\"elementor-sub-item\">Matriz de riscos de fraude e corrup\u00e7\u00e3o<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22637\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/avaliacao-de-riscos-estrategicos\/\" class=\"elementor-sub-item\">Avalia\u00e7\u00e3o de riscos estrat\u00e9gicos<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22638\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/avaliacao-de-riscos-relacionados-a-novos-negocios\/\" class=\"elementor-sub-item\">Avalia\u00e7\u00e3o de riscos relacionados a novos neg\u00f3cios<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22639\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/matriz-de-riscos-e-controles-internos\/\" class=\"elementor-sub-item\">Matriz de riscos de controles internos<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22640\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/\" class=\"elementor-item\">Pol\u00edticas e procedimentos<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22641\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/politicas-e-procedimentos-controles-internos\" class=\"elementor-sub-item\">Pol\u00edticas corporativas<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22642\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/politicas-e-procedimentos-norma-administrativa-copel-nac-e-niveis-de-competencia-nco\/\" class=\"elementor-sub-item\">Norma administrativa e n\u00edveis de compet\u00eancia<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22643\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/politicas-e-procedimentos-procedimentos\/\" class=\"elementor-sub-item\">Procedimentos<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22644\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/\" class=\"elementor-item\">Comunica\u00e7\u00e3o e treinamentos<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22645\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-programa-embaixadores-de-compliance\/\" class=\"elementor-sub-item\">Programa embaixadores de compliance<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22646\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-treinamentos-e-eventos\/\" class=\"elementor-sub-item\">Treinamentos e eventos<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22647\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-alerta-compliance\/\" class=\"elementor-sub-item\">Alerta compliance<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22648\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-portal-de-transparencia\/\" class=\"elementor-sub-item\">Portal da transpar\u00eancia<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22649\"><a href=\"\/site\/institucional\/integridade\/monitoramento-do-programa\/\" class=\"elementor-item\">Monitoramento do programa<\/a><\/li>\n<\/ul>\t\t\t<\/nav>\n\t\t\t\t\t<div class=\"elementor-menu-toggle\" role=\"button\" tabindex=\"0\" aria-label=\"Menu Toggle\" aria-expanded=\"false\">\n\t\t\t<i aria-hidden=\"true\" role=\"presentation\" class=\"elementor-menu-toggle__icon--open eicon-menu-bar\"><\/i><i aria-hidden=\"true\" role=\"presentation\" class=\"elementor-menu-toggle__icon--close eicon-close\"><\/i>\t\t<\/div>\n\t\t\t\t\t<nav class=\"elementor-nav-menu--dropdown elementor-nav-menu__container\" aria-hidden=\"true\">\n\t\t\t\t<ul id=\"menu-2-5e218167\" class=\"elementor-nav-menu sm-vertical\"><li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22627\"><a href=\"\/site\/institucional\/\" class=\"elementor-item\" tabindex=\"-1\">Institucional<\/a><\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22183\"><a href=\"\/site\/institucional\/integridade\/\" class=\"elementor-item\" tabindex=\"-1\">Integridade<\/a><\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22628\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/\" class=\"elementor-item\" tabindex=\"-1\">Lideran\u00e7a e estrutura<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22629\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/diretoria-governanca-risco-e-compliance\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Diretoria de governan\u00e7a, risco e compliance<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22630\"><a href=\"\/site\/institucional\/governanca-corporativa\/comite-de-etica\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Comit\u00ea de \u00e9tica<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22631\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/codigo-conduta\/\" class=\"elementor-sub-item\" tabindex=\"-1\">C\u00f3digo de conduta<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22632\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/comissao-de-analise-de-denuncia-de-assedio-moral\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Comiss\u00e3o de an\u00e1lise de den\u00fancias de ass\u00e9dio moral<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22633\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/canais-de-comunicacao\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Canais de comunica\u00e7\u00e3o<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22634\"><a href=\"\/site\/institucional\/integridade\/lideranca-e-estrutura\/compromissos-voluntarios\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Compromissos volunt\u00e1rios<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22635\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/\" class=\"elementor-item\" tabindex=\"-1\">An\u00e1lise de riscos<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22636\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/matriz-de-riscos-de-fraude-e-corrupcao\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Matriz de riscos de fraude e corrup\u00e7\u00e3o<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22637\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/avaliacao-de-riscos-estrategicos\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Avalia\u00e7\u00e3o de riscos estrat\u00e9gicos<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22638\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/avaliacao-de-riscos-relacionados-a-novos-negocios\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Avalia\u00e7\u00e3o de riscos relacionados a novos neg\u00f3cios<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22639\"><a href=\"\/site\/institucional\/integridade\/analise-de-riscos\/matriz-de-riscos-e-controles-internos\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Matriz de riscos de controles internos<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22640\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/\" class=\"elementor-item\" tabindex=\"-1\">Pol\u00edticas e procedimentos<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22641\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/politicas-e-procedimentos-controles-internos\" class=\"elementor-sub-item\" tabindex=\"-1\">Pol\u00edticas corporativas<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22642\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/politicas-e-procedimentos-norma-administrativa-copel-nac-e-niveis-de-competencia-nco\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Norma administrativa e n\u00edveis de compet\u00eancia<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22643\"><a href=\"\/site\/institucional\/integridade\/politicas-e-procedimentos\/politicas-e-procedimentos-procedimentos\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Procedimentos<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-has-children menu-item-22644\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/\" class=\"elementor-item\" tabindex=\"-1\">Comunica\u00e7\u00e3o e treinamentos<\/a>\n<ul class=\"sub-menu elementor-nav-menu--dropdown\">\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22645\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-programa-embaixadores-de-compliance\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Programa embaixadores de compliance<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22646\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-treinamentos-e-eventos\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Treinamentos e eventos<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22647\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-alerta-compliance\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Alerta compliance<\/a><\/li>\n\t<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22648\"><a href=\"\/site\/institucional\/integridade\/comunicacao-e-treinamento\/comunicacao-e-treinamento-portal-de-transparencia\/\" class=\"elementor-sub-item\" tabindex=\"-1\">Portal da transpar\u00eancia<\/a><\/li>\n<\/ul>\n<\/li>\n<li class=\"menu-item menu-item-type-custom menu-item-object-custom menu-item-22649\"><a href=\"\/site\/institucional\/integridade\/monitoramento-do-programa\/\" class=\"elementor-item\" tabindex=\"-1\">Monitoramento do programa<\/a><\/li>\n<\/ul>\t\t\t<\/nav>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-66 elementor-top-column elementor-element elementor-element-6824c75\" data-id=\"6824c75\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-93d8573 text-content elementor-widget elementor-widget-text-editor\" data-id=\"93d8573\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><span data-contrast=\"auto\">A palavra\u00a0Compliance\u00a0vem de \u201c<\/span><i><span data-contrast=\"auto\">To\u00a0comply<\/span><\/i><span data-contrast=\"auto\">\u201d,\u00a0que\u00a0em ingl\u00eas\u00a0significa\u00a0\u201c<\/span><span data-contrast=\"auto\">para agir de acordo com uma ordem, conjunto de regras ou solicita\u00e7\u00e3o\u201d<\/span><span data-contrast=\"auto\">.\u00a0O conceito de Compliance\u00a0est\u00e1 relacionado com a\u00a0conduta da empresa e sua adequa\u00e7\u00e3o \u00e0s normas dos \u00f3rg\u00e3os de regulamenta\u00e7\u00e3o.<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">Compliance pode ser definido como o conjunto de medidas e procedimentos com o objetivo de evitar, detectar e remediar a ocorr\u00eancia de irregularidades, fraudes e corrup\u00e7\u00e3o.\u00a0Portanto,\u00a0<\/span><span data-contrast=\"auto\">n\u00e3o se refere a apenas a casos de corrup\u00e7\u00e3o, mas envolvem\u00a0obriga\u00e7\u00f5es trabalhistas, fiscais, regulat\u00f3rias,\u00a0entre outras.\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">A express\u00e3o \u201cestar em\u00a0compliance\u201d significa estar\u00a0em conformidade com\u00a0as\u00a0regras\u00a0internas e externas estabelecidas, que incluem controles internos e governan\u00e7a corporativa.\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><b><span data-contrast=\"auto\">Qual \u00e9 o papel do Compliance?<\/span><\/b><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">A principal atribui\u00e7\u00e3o do Compliance \u00e9 estabelecer a\u00a0cultura de \u00e9tica e integridade dentro das\u00a0organiza\u00e7\u00f5es, de modo que todos compreendam a import\u00e2ncia dos mecanismos utilizados\u00a0e\u00a0participem ativamente, refletindo assim\u00a0os valores\u00a0organizacionais.\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">Com rela\u00e7\u00e3o \u00e0 Integridade Corporativa, dentre outras a\u00e7\u00f5es, a \u00e1rea de Compliance \u00e9 respons\u00e1vel por:<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><ul><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Divulgar os preceitos do C\u00f3digo de Conduta;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Fortalecer os valores organizacionais;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Manter o Canal de Den\u00fancias;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Apurar as den\u00fancias recebidas;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Criar estrat\u00e9gias de comunica\u00e7\u00e3o;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Oferecer treinamentos;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Assegurar a cria\u00e7\u00e3o e execu\u00e7\u00e3o dos\u00a0procedimentos necess\u00e1rios;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Garantir controles internos adequados;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Garantir que a gest\u00e3o de riscos alcance os n\u00edveis apropriados;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Realizar avalia\u00e7\u00f5es de integridade;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Auxiliar a alta dire\u00e7\u00e3o nas tomadas de decis\u00f5es;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"14\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Monitorar de forma cont\u00ednua, com investiga\u00e7\u00f5es internas,\u00a0due\u00a0dilligence\u00a0e medidas disciplinares.<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><\/ul><p><b><span data-contrast=\"auto\">Compliance na Copel<\/span><\/b><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">Em decorr\u00eancia do alto n\u00edvel de regula\u00e7\u00e3o do mercado de energia el\u00e9trica e do elevado grau de transpar\u00eancia exigido em raz\u00e3o da abertura de capital nas Bolsas de Valores, mesmo antes das determina\u00e7\u00f5es constantes nas legisla\u00e7\u00f5es espec\u00edficas, a Copel j\u00e1 havia institu\u00eddo rigorosos mecanismos de controles internos, normativas e procedimentos que, entre outras aspectos, visam assegurar a conformidade no cumprimento de regras estabelecidas e a preven\u00e7\u00e3o de atos de corrup\u00e7\u00e3o.<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">As a\u00e7\u00f5es realizadas passaram a ser coordenadas em conjunto a partir da cria\u00e7\u00e3o da\u00a0Diretoria de Governan\u00e7a, Risco e Compliance\u00a0e da publica\u00e7\u00e3o do Programa de Integridade da Copel, no ano de 2017. A partir da organiza\u00e7\u00e3o adequada, defini\u00e7\u00e3o de objetivos espec\u00edficos e da concentra\u00e7\u00e3o de esfor\u00e7os, o Compliance ganhou for\u00e7a dentro da Companhia.\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">Em fun\u00e7\u00e3o da nova estrutura, nos anos seguintes foi poss\u00edvel\u00a0implementar\u00a0novas medidas e aprimorar\u00a0mecanismos,\u00a0o que resultou\u00a0no reconhecimento\u00a0de institui\u00e7\u00f5es de prest\u00edgio\u00a0na \u00e1rea de Compliance:\u00a0\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><ul><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"23\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Transpar\u00eancia\u00a0Internacional\u00a0<\/span><a href=\"https:\/\/transparenciacorporativa.org.br\/trac2018\/\"><span data-contrast=\"none\">TRAC Brasil<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/a><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"23\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Empresa mais aderente \u00e0\u00a0Lei das Estatais &#8211;<\/span><span data-contrast=\"none\">\u00a0<a href=\"https:\/\/portal.fgv.br\/\">FGV<\/a><\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"23\" aria-setsize=\"-1\" data-aria-posinset=\"3\" data-aria-level=\"1\"><span data-contrast=\"auto\">Melhor governan\u00e7a do Brasil\u00a0dentre as empresas estatais \u2013\u00a0<\/span><a href=\"http:\/\/www.b3.com.br\/pt_br\/b3\/qualificacao-e-governanca\/certificacoes\/programa-estatais\/\"><span data-contrast=\"none\">Programa Destaque em\u00a0Governan\u00e7a das Estatais\u00a0<\/span><span data-contrast=\"auto\">da B3<\/span><\/a><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"23\" aria-setsize=\"-1\" data-aria-posinset=\"4\" data-aria-level=\"1\"><span data-contrast=\"auto\">Selo Empresa\u00a0<\/span><a href=\"https:\/\/www.gov.br\/cgu\/pt-br\/assuntos\/etica-e-integridade\/empresa-pro-etica\"><span data-contrast=\"none\">Pr\u00f3-\u00c9tica<\/span><\/a><span data-ccp-props=\"{\">\u00a0<\/span><\/li><\/ul><p><a href=\"\/site\/institucional\/integridade\/#historico\"><span class=\"TextRun SCXW71998808 BCX0\" lang=\"PT-BR\" xml:lang=\"PT-BR\" data-contrast=\"auto\"><span class=\"NormalTextRun SCXW71998808 BCX0\">Confira o hist\u00f3rico do compliance na Copel.<\/span><\/span><\/a><\/p><p><b><span data-contrast=\"auto\">Coordenadoria de Compliance<\/span><\/b><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">A\u00a0Coordenadoria de Compliance,\u00a0da Diretoria de Governan\u00e7a, Risco e Compliance\u00a0\u00e9 respons\u00e1vel pelas\u00a0a\u00e7\u00f5es de\u00a0Compliance\u00a0na Companhia.\u00a0Para que possa atingir seu prop\u00f3sito, a \u00e1rea est\u00e1 estruturada em dois setores: Gest\u00e3o do Programa de Integridade e Gest\u00e3o do Canal de Den\u00fancias.<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><p><span data-contrast=\"auto\">As\u00a0principais atribui\u00e7\u00f5es\u00a0da Coordenaria\u00a0s\u00e3o:<\/span><span data-contrast=\"auto\">\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><ul><li><span data-contrast=\"auto\"> Definire gerenciar a aplica\u00e7\u00e3o depol\u00edticas, diretrizes e normas relativas a\u00a0compliance\u00a0e integridade;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li><span data-contrast=\"auto\"> Definir padr\u00f5es de conduta e pol\u00edticas de integridade estendidas \u00e0s demais partes interessadas<\/span><span data-contrast=\"auto\">;<\/span><\/li><li><span data-contrast=\"auto\"> Gerenciar, orientar e operacionalizar procedimentos antifraude, em conjunto com a Auditoria Interna e a Coordenadoria de Riscos Corporativos,quando identificadas vulnerabilidades;<\/span><\/li><li><span data-contrast=\"auto\"> Realizar testes preventivos decompliance<\/span><span data-contrast=\"auto\">e\u00a0apontar necessidades de aprimoramento de processos corporativos;\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li><span data-contrast=\"auto\"> Estruturar e divulgar o Canal de Den\u00fancia, gerenciar e supervisionar o seu funcionamento, assegurar o tratamento de den\u00fancias internas e externas;<\/span><\/li><li><span data-contrast=\"auto\"> Auxiliar na implementa\u00e7\u00e3o e dissemina\u00e7\u00e3o do C\u00f3digo de Conduta e do Programa de Integridade;\u00a0<\/span><\/li><li><span data-contrast=\"auto\"> Realizar avalia\u00e7\u00f5es de indica\u00e7\u00f5es de administradores e de conselheiros \u00e0 luz da legisla\u00e7\u00e3o vigente aplic\u00e1vel para suporte da decis\u00e3o final pela alta administra\u00e7\u00e3o;\u00a0<\/span><\/li><li><span data-contrast=\"auto\"> Realizar o monitoramento das avalia\u00e7\u00f5es de integridade efetuadas;\u00a0<\/span><\/li><li><span data-contrast=\"auto\"> Apoiar o processo de avalia\u00e7\u00e3o de integridade de fornecedores e parceiros que mitiga os riscos deintegridade aos quais a Copelpossa estar exposta em seus relacionamentos comerciais com terceiros.<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><\/ul><p><span data-contrast=\"auto\">O\u00a0<\/span><b><span data-contrast=\"auto\">Setor de Gest\u00e3o do Programa de Integridade<\/span><\/b><span data-contrast=\"auto\">\u00a0\u00e9 respons\u00e1vel\u00a0por\u00a0gerenciar\u00a0as pr\u00e1ticas que integram o programa, al\u00e9m de promover ou realizar algumas das a\u00e7\u00f5es.\u00a0Os principais produtos do setor s\u00e3o:<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><ul><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Avalia\u00e7\u00f5es de Integridade de Membros da Administra\u00e7\u00e3o;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Avalia\u00e7\u00f5es de Integridade de Fornecedores e Parceiros;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Promo\u00e7\u00e3o de estrat\u00e9gias de Comunica\u00e7\u00e3o e Treinamentos referentes\u00a0a Integridade;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Dissemina\u00e7\u00e3o do C\u00f3digo de Conduta;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Avaliar\u00a0as revis\u00f5es\u00a0e implementa\u00e7\u00f5es\u00a0de Pol\u00edticas Corporativas e Normas Internas;\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Matriz de Risco de Fraude e Corrup\u00e7\u00e3o;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Consultoria em assuntos de Compliance;<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><\/ul><p><span data-contrast=\"auto\">O\u00a0<\/span><b><span data-contrast=\"auto\">Setor de\u00a0Avalia\u00e7\u00f5es de Integridade<\/span><\/b><span data-contrast=\"auto\">\u00a0\u00e9\u00a0respons\u00e1vel\u00a0por:\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p><ul><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"1\" data-aria-level=\"1\"><span data-contrast=\"auto\">Manuten\u00e7\u00e3o do Canal de Den\u00fancias independente;\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><li data-leveltext=\"\uf0b7\" data-font=\"Symbol\" data-listid=\"22\" aria-setsize=\"-1\" data-aria-posinset=\"2\" data-aria-level=\"1\"><span data-contrast=\"auto\">Apura\u00e7\u00e3o de den\u00fancias recebidas.<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/li><\/ul><p><span data-contrast=\"auto\">Conhe\u00e7a o\u00a0<\/span><span data-contrast=\"none\"><a href=\"https:\/\/copel0.sharepoint.com\/:b:\/s\/documentos-site-copel\/ERvlNoe4fDtAk_wYD_ksi9ABcgBwJ04Y8nxvadWj0xL_ww?e=1a0fy6\">Programa de Integridade da Copel<\/a>\u00a0<\/span><span data-contrast=\"auto\">e compreenda como as a\u00e7\u00f5es de Compliance\u00a0s\u00e3o\u00a0realizadas\u00a0na Companhia.\u00a0<\/span><span data-ccp-props=\"{\">\u00a0<\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Compliance A palavra\u00a0Compliance\u00a0vem de \u201cTo\u00a0comply\u201d,\u00a0que\u00a0em ingl\u00eas\u00a0significa\u00a0\u201cpara agir de acordo com uma ordem, conjunto de regras ou solicita\u00e7\u00e3o\u201d.\u00a0O conceito de Compliance\u00a0est\u00e1 relacionado com a\u00a0conduta da empresa e sua adequa\u00e7\u00e3o \u00e0s normas dos \u00f3rg\u00e3os de regulamenta\u00e7\u00e3o.\u00a0 Compliance pode ser definido como o conjunto de medidas e procedimentos com o objetivo de evitar, detectar e remediar a ocorr\u00eancia [&hellip;]<\/p>\n","protected":false},"author":6,"featured_media":0,"parent":9696,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"elementor_header_footer","meta":{"_acf_changed":false,"footnotes":""},"categories":[],"tags":[],"wf_page_folders":[492],"class_list":["post-14969","page","type-page","status-publish","hentry"],"acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/pages\/14969","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/users\/6"}],"replies":[{"embeddable":true,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/comments?post=14969"}],"version-history":[{"count":3,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/pages\/14969\/revisions"}],"predecessor-version":[{"id":46994,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/pages\/14969\/revisions\/46994"}],"up":[{"embeddable":true,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/pages\/9696"}],"wp:attachment":[{"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/media?parent=14969"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/categories?post=14969"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/tags?post=14969"},{"taxonomy":"wf_page_folders","embeddable":true,"href":"https:\/\/www.copel.com\/site\/wp-json\/wp\/v2\/wf_page_folders?post=14969"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}